INSIDER
01Overview02Follow the Money03Daily Brief04Live05Congress06Corporate Insiders07Government Money08Political Influence09Institutions10Washington Network11Follow the Power12Disclosure Clock13AI Investigator14Watchlist
ConvergenceINSIDER AlphaSignal ledgerHistorical ReplayRobinhood ChainProofTradingTokenProAccountMethodologyMatch reviewLaunch readiness
Data sources

Public disclosures only. Scores flag unusual patterns and are not evidence of wrongdoing. Not investment advice.

RH CHAIN…
OverviewFollow the MoneyDaily BriefLiveCongressCorporate InsidersGovernment MoneyPolitical InfluenceInstitutionsWashington NetworkFollow the PowerDisclosure ClockAI InvestigatorWatchlistConvergenceINSIDER AlphaSignal ledgerHistorical ReplayRobinhood ChainProofTradingTokenProAccountMethodologyMatch reviewLaunch readiness
01Overview02Follow the Money03Daily Brief04Live05Congress06Corporate Insiders07Government Money08Political Influence09Institutions10Washington Network11Follow the Power12Disclosure Clock13AI Investigator14Watchlist
ConvergenceINSIDER AlphaSignal ledgerHistorical ReplayRobinhood ChainProofTradingTokenProAccountMethodologyMatch reviewLaunch readiness
OverviewFollow the MoneyDaily BriefLiveCongressCorporate InsidersGovernment MoneyPolitical InfluenceInstitutionsWashington NetworkFollow the PowerDisclosure ClockAI InvestigatorWatchlistConvergenceINSIDER AlphaSignal ledgerHistorical ReplayRobinhood ChainProofTradingTokenProAccountMethodologyMatch reviewLaunch readiness
Data sources
SEC FORM 412m ago
HOUSE PTR11m ago
SEC 13F11m ago
ROBINHOOD CHAIN11m ago
Public company

AMPAMERIPRISE FINANCIAL INC

CIK 0000820027

EDGAR filingsOpen in network
Disclosed transactions32
Buys / sells0 / 4
Max Insider Score50
Connections13with evidence

AMP · disclosed activity on price

Disclosed transactions

ScoreActorSecuritySideValueExecutedDisclosedLagSourceEvidence
9
WJ
Williams Christopher JDirector
AMPAMERIPRISE FINANCIAL INC
Grant or award
A$21K
41 sh
Nov 3, 2026Nov 5, 2026
traded Nov 3, 2026
+2dSEC FORM 4

Evidence

Verified connections

  • ← Insider ofevidence
    Williams Christopher JDirector · Nov 5, 2026
  • In industryevidence
    Banking, securities & insuranceSEC SIC 6282 · Investment Advice · Nov 4, 2026
  • ← Connected organizationevidence
    AMERIPRISE FINANCIAL INC. POLITICAL ACTION COMMITTEE (AMERIPRISEPAC)FEC Form 1 connected organization: AMERIPRISE FINANCIAL INC. (exact legal-name match) · Nov 4, 2026
  • ← Lobbied forevidence
    SIVON NATTER & WECHSLER, P.C. (FKA BARNETT SIVON & NATTER, P.C.)
35
BM
Brockman Dawn M.SVP AND CONTROLLER
AMPAMERIPRISE FINANCIAL INC
Open-market sale
SELL
$264K
472 sh
Aug 10, 2026
Aug 12, 2026
traded Aug 10, 2026
+2d
SEC FORM 4

Evidence

19
MJ
Melloh Heather J.EVP AND GENERAL COUNSEL
AMPAMERIPRISE FINANCIAL INC
Tax withholding
F$262K
469 sh
Aug 10, 2026Aug 12, 2026
traded Aug 10, 2026
+2dSEC FORM 4

Evidence

9
MJ
Melloh Heather J.EVP AND GENERAL COUNSEL
AMPAMERIPRISE FINANCIAL INC
Option exercise
M—
722 sh
Aug 10, 2026Aug 12, 2026
traded Aug 10, 2026
+2dSEC FORM 4

Evidence

16
MJ
Melloh Heather J.EVP AND GENERAL COUNSEL
AMPAMERIPRISE FINANCIAL INC
Option exercise
M$143K
722 sh
Aug 10, 2026Aug 12, 2026
traded Aug 10, 2026
+2dSEC FORM 4

Evidence

50
Rick W. AllenRSpouse
AMPAMERIPRISE FINANCIAL INC
Sale
SELL$50K – $100KApr 15, 2026Jun 5, 2026
traded Apr 15, 2026
+51dHOUSE PTR

Evidence

25
Lizzie FletcherDSelf
AMPAMERIPRISE FINANCIAL INC
Partial sale
SELL$1,001 – $15KApr 8, 2026May 1, 2026
traded Apr 8, 2026
+23dHOUSE PTR

Evidence

42
AG
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
AMPAMERIPRISE FINANCIAL INC
Open-market sale
SELL$2.53M
4,658 sh
Feb 9, 2026Feb 11, 2026
traded Feb 9, 2026
+2dSEC FORM 4

Evidence

30
AG
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
AMPAMERIPRISE FINANCIAL INC
Tax withholding
F$2.69M
4,950 sh
Feb 9, 2026Feb 11, 2026
traded Feb 9, 2026
+2dSEC FORM 4

Evidence

27
AG
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
AMPAMERIPRISE FINANCIAL INC
Option exercise
M$617K
4,865 sh
Feb 9, 2026Feb 11, 2026
traded Feb 9, 2026
+2dSEC FORM 4

Evidence

9
AG
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
AMPAMERIPRISE FINANCIAL INC
Option exercise
M—
4,865 sh
Feb 9, 2026Feb 11, 2026
traded Feb 9, 2026
+2dSEC FORM 4

Evidence

9
AG
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
AMPAMERIPRISE FINANCIAL INC
Option exercise
M—
3,428 sh
Feb 9, 2026Feb 11, 2026
traded Feb 9, 2026
+2dSEC FORM 4

Evidence

27
AG
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
AMPAMERIPRISE FINANCIAL INC
Option exercise
M$616K
3,428 sh
Feb 9, 2026Feb 11, 2026
traded Feb 9, 2026
+2dSEC FORM 4

Evidence

9
BM
Brockman Dawn M.SVP AND CONTROLLER
AMPAMERIPRISE FINANCIAL INC
Grant or award
A$4,700
9 sh
Feb 6, 2026Feb 10, 2026
traded Feb 6, 2026
+4dSEC FORM 4

Evidence

26
MJ
Melloh Heather J.EVP AND GENERAL COUNSEL
AMPAMERIPRISE FINANCIAL INC
Tax withholding
F$152K
306 sh
Jan 27, 2026Feb 5, 2026
traded Jan 27, 2026
+9dSEC FORM 4

Evidence

27
MJ
Melloh Heather J.EVP AND GENERAL COUNSEL
AMPAMERIPRISE FINANCIAL INC
Grant or award
A—
999 sh
Jan 27, 2026Feb 5, 2026
traded Jan 27, 2026
+9dSEC FORM 4

Evidence

19
DW
Davies WilliamEXECUTIVE VP, GLOBAL CIO
AMPAMERIPRISE FINANCIAL INC
Disposition to issuer
D$466K
935 sh
Jan 27, 2026Jan 29, 2026
traded Jan 27, 2026
+2dSEC FORM 4

Evidence

16
AG
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
AMPAMERIPRISE FINANCIAL INC
Tax withholding
F$167K
336 sh
Jan 27, 2026Jan 29, 2026
traded Jan 27, 2026
+2dSEC FORM 4

Evidence

13
DW
Davies WilliamEXECUTIVE VP, GLOBAL CIO
AMPAMERIPRISE FINANCIAL INC
Grant or award
A—
1,989 sh
Jan 27, 2026Jan 29, 2026
traded Jan 27, 2026
+2dSEC FORM 4

Evidence

19
SP
Smyth Gerard P.EVP & CIO
AMPAMERIPRISE FINANCIAL INC
Tax withholding
F$556K
1,115 sh
Jan 27, 2026Jan 29, 2026
traded Jan 27, 2026
+2dSEC FORM 4

Evidence

17
AG
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
AMPAMERIPRISE FINANCIAL INC
Grant or award
A—
1,109 sh
Jan 27, 2026Jan 29, 2026
traded Jan 27, 2026
+2dSEC FORM 4

Evidence

17
SP
Smyth Gerard P.EVP & CIO
AMPAMERIPRISE FINANCIAL INC
Grant or award
A—
2,887 sh
Jan 27, 2026Jan 29, 2026
traded Jan 27, 2026
+2dSEC FORM 4

Evidence

9
BM
Brockman Dawn M.SVP AND CONTROLLER
AMPAMERIPRISE FINANCIAL INC
Tax withholding
F$11K
22 sh
Jan 26, 2026Jan 28, 2026
traded Jan 26, 2026
+2dSEC FORM 4

Evidence

9
SP
Smyth Gerard P.EVP & CIO
AMPAMERIPRISE FINANCIAL INC
Tax withholding
F$48K
97 sh
Jan 27, 2026Jan 28, 2026
traded Jan 27, 2026
+1dSEC FORM 4

Evidence

12
SP
Smyth Gerard P.EVP & CIO
AMPAMERIPRISE FINANCIAL INC
Tax withholding
F$57K
114 sh
Jan 26, 2026Jan 28, 2026
traded Jan 26, 2026
+2dSEC FORM 4

Evidence

9
DW
Davies WilliamEXECUTIVE VP, GLOBAL CIO
AMPAMERIPRISE FINANCIAL INC
Disposition to issuer
D$49K
98 sh
Jan 26, 2026Jan 28, 2026
traded Jan 26, 2026
+2dSEC FORM 4

Evidence

9
AG
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
AMPAMERIPRISE FINANCIAL INC
Tax withholding
F$18K
36 sh
Jan 27, 2026Jan 28, 2026
traded Jan 27, 2026
+1dSEC FORM 4

Evidence

9
AG
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
AMPAMERIPRISE FINANCIAL INC
Tax withholding
F$20K
40 sh
Jan 26, 2026Jan 28, 2026
traded Jan 26, 2026
+2dSEC FORM 4

Evidence

9
MJ
Melloh Heather J.EVP AND GENERAL COUNSEL
AMPAMERIPRISE FINANCIAL INC
Tax withholding
F$33K
66 sh
Jan 26, 2026Jan 28, 2026
traded Jan 26, 2026
+2dSEC FORM 4

Evidence

9
MJ
Melloh Heather J.EVP AND GENERAL COUNSEL
AMPAMERIPRISE FINANCIAL INC
Tax withholding
F$21K
42 sh
Jan 27, 2026Jan 28, 2026
traded Jan 27, 2026
+1dSEC FORM 4

Evidence

12
DW
Davies WilliamEXECUTIVE VP, GLOBAL CIO
AMPAMERIPRISE FINANCIAL INC
Disposition to issuer
D$57K
115 sh
Jan 27, 2026Jan 28, 2026
traded Jan 27, 2026
+1dSEC FORM 4

Evidence

9
BM
Brockman Dawn M.SVP AND CONTROLLER
AMPAMERIPRISE FINANCIAL INC
Tax withholding
F$11K
22 sh
Jan 27, 2026Jan 28, 2026
traded Jan 27, 2026
+1dSEC FORM 4

Evidence

LDA RA 2026 third quarter · Banking · Sep 3, 2026
  • ← Lobbied forevidence
    MINDSET ADVOCACY, LLCLDA Q2 2026 second quarter · Banking, INS, Taxation · Aug 26, 2026
  • ← Lobbied forevidence
    1607 STRATEGIES, LLCLDA Q1 2026 first quarter · Banking · Aug 26, 2026
  • ← Disclosed trade inevidence
    Rick W. AllenSale disclosed 2026-06-05 · Jun 5, 2026
  • ← Disclosed trade inevidence
    Lizzie FletcherSale disclosed 2026-05-01 · May 1, 2026
  • ← Insider ofevidence
    Melloh Heather J.EVP AND GENERAL COUNSEL · Jan 28, 2026
  • ← Insider ofevidence
    Brockman Dawn M.SVP AND CONTROLLER · Jan 28, 2026
  • ← Insider ofevidence
    Davies WilliamEXECUTIVE VP, GLOBAL CIO · Jan 28, 2026
  • ← Insider ofevidence
    Alvero GumerPRESIDENT-INSURANCE&ANNUITIES · Jan 28, 2026
  • ← Insider ofevidence
    Smyth Gerard P.EVP & CIO · Jan 28, 2026

    • Lobbying

    $800K reported · de-duplicated
    2026 Q3 $0 via firms2026 Q2 $280K in-house2026 Q1 $520K in-house
    • SIVON NATTER & WECHSLER, P.C. (FKA BARNETT SIVON & NATTER, P.C.)—2026 Q3 · posted Sep 3, 2026 · Banking
    • In-house report$280K2026 Q2 · posted Aug 26, 2026 · Financial institutions, Labor, RET, Taxation
    • 1607 STRATEGIES, LLC$45K2026 Q1 · posted Aug 26, 2026 · Banking
    • 1607 STRATEGIES, LLC$50K2026 Q2 · posted Aug 26, 2026 · Banking
    • MINDSET ADVOCACY, LLC$10K2026 Q2 · posted Aug 26, 2026 · Banking, INS, Taxation
    • In-house report$520K2026 Q1 · posted Aug 26, 2026 · Financial institutions, Labor, RET, Taxation
    • MINDSET ADVOCACY, LLC$10K2026 Q1 · posted Aug 26, 2026 · Banking, INS, Taxation

    Connected PAC contributions

    FEC · direct to members
    • Tom EmmerR$10KAMERIPRISE FINANCIAL INC. POLITICAL ACTION COMMITTEE (AMERIPRISEPAC)
    • Suzan K. DelBeneD$7,500AMERIPRISE FINANCIAL INC. POLITICAL ACTION COMMITTEE (AMERIPRISEPAC)
    • Terri A. SewellD$7,500AMERIPRISE FINANCIAL INC. POLITICAL ACTION COMMITTEE (AMERIPRISEPAC)
    • Gwen MooreD$7,000AMERIPRISE FINANCIAL INC. POLITICAL ACTION COMMITTEE (AMERIPRISEPAC)
    • Bill HuizengaR$7,000AMERIPRISE FINANCIAL INC. POLITICAL ACTION COMMITTEE (AMERIPRISEPAC)
  • Mike ThompsonD$6,500AMERIPRISE FINANCIAL INC. POLITICAL ACTION COMMITTEE (AMERIPRISEPAC)
  • Joyce BeattyD$6,500AMERIPRISE FINANCIAL INC. POLITICAL ACTION COMMITTEE (AMERIPRISEPAC)
  • Jason SmithR$6,000AMERIPRISE FINANCIAL INC. POLITICAL ACTION COMMITTEE (AMERIPRISEPAC)
  • James A. HimesD$6,000AMERIPRISE FINANCIAL INC. POLITICAL ACTION COMMITTEE (AMERIPRISEPAC)
  • Josh GottheimerD$6,000AMERIPRISE FINANCIAL INC. POLITICAL ACTION COMMITTEE (AMERIPRISEPAC)
  • Richard E. NealD$6,000AMERIPRISE FINANCIAL INC. POLITICAL ACTION COMMITTEE (AMERIPRISEPAC)
  • Thomas R. SuozziD$5,500AMERIPRISE FINANCIAL INC. POLITICAL ACTION COMMITTEE (AMERIPRISEPAC)